SFC Licences of YU Kwok Fai 楊國輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 18 April 2018 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 18 April 2018 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 18 April 2018 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 16 April 2018 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 16 April 2018 | |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 07 September 2016 | 29 March 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 07 September 2016 | 29 March 2018 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 04 June 2008 | 02 September 2016 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 21 August 2007 | 02 September 2016 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 21 August 2007 | 02 September 2016 |