SFC Licences of YU Kwok Fai 楊國輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 4 18 April 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1 16 April 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 07 September 2016 29 March 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 07 September 2016 29 March 2018
Haitong International Securities Company Limited 海通國際證券有限公司
RE 3 04 June 2008 02 September 2016
Haitong International Futures Limited 海通國際期貨有限公司
RE 2 21 August 2007 02 September 2016
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 21 August 2007 02 September 2016
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 5 18 April 2018
Guotai Junan FX Limited 國泰君安外匯有限公司
RE 3 18 April 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2 16 April 2018