SFC Licences of LAU Stephanie Chi Ling 劉致伶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Moody's Investors Service Hong Kong Limited | RE | 10 | 05 January 2015 | |
| Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 | RE | 4 | 07 December 2009 | 30 June 2013 |
| MainFirst Securities Hong Kong Limited | RE | 4 | 05 January 2009 | 30 October 2009 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 16 July 2007 | 08 October 2008 |