SFC Licences of ALLEGOS Aris Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 31 August 2011 | 01 November 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 31 August 2011 | 01 November 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 03 October 2007 | 01 March 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 17 July 2007 | 11 June 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 17 July 2007 | 01 March 2010 |