SFC Licences of MOK Ka Fan 莫嘉勳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	4	09 December 2016	14 December 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	09 December 2016	14 December 2018
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司	RO	4	11 December 2015	30 November 2016
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司	RO	1	11 December 2015	30 November 2016
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司	RE	4	10 November 2015	11 December 2015
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司	RE	1	10 November 2015	11 December 2015
KGI Wealth Management Limited 凱基財富管理有限公司	RE	4	23 November 2012	01 November 2015
KGI Wealth Management Limited 凱基財富管理有限公司	RE	1	23 November 2012	01 November 2015
Aisance Asset Management Limited 君達資產管理有限公司	RE	9	27 October 2011	21 February 2013
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	28 July 2010	01 November 2015
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	18 July 2007	01 November 2015
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	18 July 2007	01 November 2015