SFC Licences of LEE Yuk Kei 李玉麒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 | RE | 9 | 28 September 2020 | 08 April 2022 |
Foundation Asset Management (HK) Limited 邦德資產管理(香港)有限公司 | RE | 4 | 10 September 2020 | 08 April 2022 |
Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 07 August 2020 | 27 August 2020 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 10 August 2017 | 03 June 2020 |
Mitsubishi UFJ Investment Services (HK) Limited 三菱日聯投資服務(香港)有限公司 | RE | 4 | 04 July 2011 | 20 July 2017 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 18 July 2007 | 11 June 2011 |