SFC Licences of CHAN Choo Tee 陳祖帝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 25 November 2016 | 18 October 2018 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 25 November 2016 | 18 October 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 October 2011 | 09 November 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 31 August 2010 | 09 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 August 2007 | 09 November 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 01 August 2007 | 31 August 2010 |