SFC Licences of PUN Man Cheuk, Chris 潘文焯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Privium Fund Management (HK) Limited | RE | 9 | 16 July 2018 | |
Privium Fund Management (HK) Limited | RO | 9 | 14 September 2017 | 16 July 2018 |
Privium Fund Management (HK) Limited | RE | 9 | 02 May 2017 | 14 September 2017 |
GROW Asset Management (HK) Limited | RE | 9 | 05 January 2016 | 01 May 2017 |
Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RE | 9 | 01 April 2015 | 27 December 2015 |
OP Investment Management Limited 東英投資管理有限公司 | RE | 9 | 15 March 2013 | 31 March 2015 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 27 August 2010 | 09 April 2011 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 19 July 2007 | 28 October 2008 |