SFC Licences of CARRETT Paul Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Brookfield Advisors (Hong Kong) Limited | RO | 4 | 19 December 2023 | |
Brookfield Advisors (Hong Kong) Limited | RO | 1 | 19 December 2023 | |
Brookfield Advisors (Hong Kong) Limited | RE | 4 | 09 March 2023 | 19 December 2023 |
Brookfield Advisors (Hong Kong) Limited | RE | 1 | 09 March 2023 | 19 December 2023 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 23 July 2007 | 11 February 2010 |