SFC Licences of KWOK Yi Lam, Elaine 郭伊琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Natixis Investment Managers Hong Kong Limited 法盛投資管理香港有限公司 | RE | 1 | 17 June 2013 | |
| Funderstone Futures Limited | RE | 2 | 05 January 2010 | 23 May 2010 |
| Funderstone Securities Limited | RE | 1 | 15 August 2007 | 23 May 2010 |