SFC Licences of WONG Yuen Ting 王阮婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	2	10 January 2020	24 December 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	10 January 2020	24 December 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	27 October 2014	16 May 2019
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	5	19 April 2013	19 August 2013
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	4	19 April 2013	19 August 2013
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	2	19 April 2013	19 August 2013
RBC Investment Services (Asia) Limited 加皇投資理財有限公司	RE	1	19 April 2013	19 August 2013
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司	RE	2	25 August 2009	24 March 2013
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	25 August 2009	24 March 2013
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	25 October 2007	08 August 2009
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	25 October 2007	08 August 2009
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	17 July 2007	12 October 2007
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	17 July 2007	12 October 2007