SFC Licences of LI Xiaohu

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 16 July 2007 15 May 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 16 July 2007 15 May 2008
Morgan Stanley Hong Kong Securities Limited RE 1 16 July 2007 15 May 2008
Morgan Stanley Hong Kong Futures Limited RE 2 16 July 2007 15 May 2008
Morgan Stanley Hong Kong Futures Limited RE 7 16 July 2007 15 May 2008