SFC Licences of KOH Kwai Yim 高貴艷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Opus Securities Limited 創富證券有限公司	RO	1	14 February 2023
Opus Securities Limited 創富證券有限公司	RE	1	24 November 2022	14 February 2023
Opus Capital Limited 創富融資有限公司	RO	1	13 April 2015	10 December 2022
Opus Capital Limited 創富融資有限公司	RO	6	13 April 2015
Opus Capital Limited 創富融資有限公司	RE	6	02 March 2015	13 April 2015
Opus Capital Limited 創富融資有限公司	RE	1	02 March 2015	13 April 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RO	6	02 June 2011	28 January 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RO	1	02 June 2011	28 January 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RE	6	28 April 2011	02 June 2011
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RE	1	28 April 2011	02 June 2011
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司	RO	6	08 January 2008	01 March 2011
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司	RO	4	08 January 2008	01 March 2011
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司	RO	1	08 January 2008	01 March 2011
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司	RE	6	21 August 2007	08 January 2008
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司	RE	4	21 August 2007	08 January 2008
UOB Asia (Hong Kong) Limited 新加坡大華亞洲(香港)有限公司	RE	1	21 August 2007	08 January 2008