SFC Licences of SONG Ting-Wen 宋鼎文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 1 | 05 September 2019 | 12 September 2019 |
UBS Securities Asia Limited | RE | 1 | 04 March 2019 | 08 March 2019 |
UBS Securities Hong Kong Limited | RE | 2 | 03 September 2018 | 07 September 2018 |
UBS Securities Hong Kong Limited | RE | 1 | 03 September 2018 | 07 September 2018 |
UBS Securities Asia Limited | RE | 2 | 03 September 2018 | 07 September 2018 |
UBS Securities Asia Limited | RE | 1 | 03 September 2018 | 07 September 2018 |
UBS Securities Hong Kong Limited | RE | 2 | 20 October 2017 | 25 May 2018 |
UBS Securities Hong Kong Limited | RE | 1 | 20 October 2017 | 25 May 2018 |
UBS Securities Asia Limited | RE | 2 | 20 October 2017 | 25 May 2018 |
UBS Securities Asia Limited | RE | 1 | 20 October 2017 | 25 May 2018 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 August 2007 | 25 May 2017 |