SFC Licences of KWOK Chun Hei, Kenneth 郭俊熙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 09 November 2009 14 April 2010
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 09 November 2009 14 April 2010
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 23 July 2007 14 October 2009