SFC Licences of LAU Siu Ming 劉紹銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 30 June 2017 | |
| Quam Asset Management Limited 華富建業資產管理有限公司 | RE | 4 | 02 April 2013 | 06 August 2018 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 18 October 2012 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 18 October 2012 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 18 October 2012 | |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 4 | 07 August 2008 | 06 October 2012 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 09 July 2008 | 16 July 2008 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 23 July 2007 | 06 October 2012 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 23 July 2007 | 06 October 2012 |