SFC Licences of WONG Ho Lun, Donald 黃浩麟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 2 19 December 2016 19 July 2021
UBS Securities Hong Kong Limited RE 1 19 December 2016 19 July 2021
UBS Securities Asia Limited RE 2 19 July 2007 19 July 2021
UBS Securities Asia Limited RE 1 19 July 2007 19 July 2021
UBS Derivatives Hong Kong Limited RE 2 19 July 2007 18 December 2016
UBS Securities Hong Kong Limited RE 1 19 July 2007 18 December 2016