SFC Licences of LEE Wai Yee 李慧儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Augustine Asset Management Limited 奧古資產管理有限公司 | RO | 9 | 23 August 2021 | 29 December 2023 |
Augustine Asset Management Limited 奧古資產管理有限公司 | RO | 4 | 23 August 2021 | 29 December 2023 |
Augustine Securities Company Limited 奧古證券有限公司 | RO | 1 | 13 August 2018 | 29 December 2023 |
Augustine Asset Management Limited 奧古資產管理有限公司 | RE | 9 | 26 February 2018 | 23 August 2021 |
Augustine Asset Management Limited 奧古資產管理有限公司 | RE | 4 | 26 February 2018 | 23 August 2021 |
Quam Securities Limited 華富建業證券有限公司 | RO | 1 | 22 December 2016 | 19 October 2017 |
Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 02 March 2012 | 19 October 2017 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 25 November 2011 | 19 October 2017 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 25 November 2011 | 22 December 2016 |
Splendor Global Investments Limited 卓智環球投資有限公司 | RE | 4 | 19 July 2007 | 11 November 2011 |