SFC Licences of LEE Wai Yee 李慧儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Augustine Asset Management Limited 奧古資產管理有限公司 RO 9 23 August 2021 29 December 2023
Augustine Asset Management Limited 奧古資產管理有限公司 RO 4 23 August 2021 29 December 2023
Augustine Securities Company Limited 奧古證券有限公司 RO 1 13 August 2018 29 December 2023
Augustine Asset Management Limited 奧古資產管理有限公司 RE 9 26 February 2018 23 August 2021
Augustine Asset Management Limited 奧古資產管理有限公司 RE 4 26 February 2018 23 August 2021
Quam Securities Limited 華富建業證券有限公司 RO 1 22 December 2016 19 October 2017
Quam Securities Limited 華富建業證券有限公司 RE 9 02 March 2012 19 October 2017
Quam Securities Limited 華富建業證券有限公司 RE 4 25 November 2011 19 October 2017
Quam Securities Limited 華富建業證券有限公司 RE 1 25 November 2011 22 December 2016
Splendor Global Investments Limited 卓智環球投資有限公司 RE 4 19 July 2007 11 November 2011