SFC Licences of HO Sui Wah 何瑞華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 4 | 28 February 2012 | 31 May 2013 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 1 | 28 February 2012 | 31 May 2013 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 19 July 2007 | 03 May 2011 |