SFC Licences of LIN Su-Phen 林世棻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 20 February 2009 13 June 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 20 February 2009 13 June 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 25 July 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 25 July 2007 29 September 2008