SFC Licences of HO Kwok Wai, Ivan 何國威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Robeco Hong Kong Limited | RE | 4 | 29 July 2016 | |
Robeco Hong Kong Limited | RE | 1 | 29 July 2016 | |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 17 November 2009 | 05 February 2016 |
AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 17 November 2009 | 05 February 2016 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 23 July 2007 | 06 November 2009 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 23 July 2007 | 06 November 2009 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 23 July 2007 | 06 November 2009 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 23 July 2007 | 06 November 2009 |