SFC Licences of LEE Sze Man, Ellen 李思敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Light & Salt Capital Management Limited 亮存資產管理有限公司 | RE | 9 | 17 February 2016 | 31 January 2018 |
Red Gate Asset Management Company Limited | RE | 9 | 20 February 2013 | 31 January 2016 |
Red Gate Asset Management Company Limited | RE | 4 | 20 February 2013 | 31 January 2016 |
Landmark Asset Management Limited | RE | 9 | 22 March 2012 | 30 January 2013 |
Landmark Asset Management Limited | RE | 4 | 22 March 2012 | 30 January 2013 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 18 April 2011 | 18 February 2012 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 29 September 2009 | 18 February 2012 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 29 September 2009 | 18 February 2012 |
CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 27 August 2007 | 14 February 2008 |