SFC Licences of MA Yuan 馬原
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 03 August 2012 | 19 February 2024 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 04 December 2008 | 11 May 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 22 January 2008 | 29 August 2008 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 30 July 2007 | 24 November 2007 |