SFC Licences of TAN Dao Gyng 陳道烱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
YL Capital Partners Limited 揚立資本有限公司 RO 4 25 July 2023
YL Capital Partners Limited 揚立資本有限公司 RO 9 13 April 2022
Hong Kong and Shanghai Investment Corporation Limited 牛頓金融諮詢有限公司 RO 9 11 June 2020 04 April 2022
uSmart Securities Limited 盈立證券有限公司 RO 9 13 July 2017 30 September 2019
uSmart Securities Limited 盈立證券有限公司 RO 4 13 July 2017 30 September 2019
uSmart Securities Limited 盈立證券有限公司 RO 1 13 July 2017 30 September 2019
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RO 9 18 September 2014 09 May 2016
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RO 4 18 September 2014 09 May 2016
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RO 1 18 September 2014 09 May 2016
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 9 13 August 2013 18 September 2014
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 4 13 August 2013 18 September 2014
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 1 13 August 2013 18 September 2014
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 1 25 January 2011 08 March 2011
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 9 22 January 2010 08 March 2011
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 4 22 January 2010 08 March 2011
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 9 12 August 2009 28 October 2009
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 4 12 August 2009 28 October 2009
NNIP Hong Kong Limited RE 1 27 July 2007 01 August 2009
NNIP Hong Kong Limited RE 4 27 July 2007 01 August 2009
NNIP Hong Kong Limited RE 9 27 July 2007 01 August 2009