SFC Licences of NG Chi Wai 吳志偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldhorse Securities Limited 金馬證券有限公司 RO 4 28 December 2021
Goldhorse Securities Limited 金馬證券有限公司 RO 1 28 December 2021
Goldhorse Securities Limited 金馬證券有限公司 RE 4 11 November 2021 28 December 2021
Goldhorse Securities Limited 金馬證券有限公司 RE 1 11 November 2021 28 December 2021
TANGSHANG SECURITIES LIMITED 唐商証券有限公司 RO 4 16 December 2019 31 August 2020
TANGSHANG SECURITIES LIMITED 唐商証券有限公司 RO 1 16 December 2019 31 August 2020
TANGSHANG SECURITIES LIMITED 唐商証券有限公司 RE 4 04 September 2019 16 December 2019
TANGSHANG SECURITIES LIMITED 唐商証券有限公司 RE 1 04 September 2019 16 December 2019
TANGSHANG FUTURES LIMITED 唐商期貨有限公司 RO 2 03 June 2019 31 August 2020
Donghai International Futures (Hong Kong) Limited 東海國際期貨(香港)有限公司 RO 2 18 January 2017 28 May 2019
Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 RE 1 15 August 2016 28 May 2019
Donghai International Futures (Hong Kong) Limited 東海國際期貨(香港)有限公司 RE 2 15 August 2016 18 January 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 13 September 2007 12 July 2016
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 13 September 2007 12 July 2016
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 13 September 2007 12 July 2016