SFC Licences of HO Chi Ming, Tony 何志銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Siegfried Asset Management Limited 齊格飛資產管理有限公司 RO 9 17 January 2019
Siegfried Asset Management Limited 齊格飛資產管理有限公司 RO 4 17 January 2019
Siegfried Asset Management Limited 齊格飛資產管理有限公司 RO 1 17 January 2019
Glory Sun Securities Limited 寶新證券有限公司 RO 9 17 May 2017 17 August 2018
Glory Sun Securities Limited 寶新證券有限公司 RO 4 23 March 2017 17 August 2018
Glory Sun Securities Limited 寶新證券有限公司 RO 1 22 February 2017 17 August 2018
Glory Sun Securities Limited 寶新證券有限公司 RE 9 19 January 2017 17 May 2017
Glory Sun Securities Limited 寶新證券有限公司 RE 4 19 January 2017 23 March 2017
Glory Sun Securities Limited 寶新證券有限公司 RE 1 19 January 2017 22 February 2017
Wealth Link Securities Limited 富滙證券有限公司 RO 4 16 December 2016 09 January 2017
Wealth Link Securities Limited 富滙證券有限公司 RO 1 02 June 2016 09 January 2017
Glory Sun Securities Limited 寶新證券有限公司 RE 4 25 June 2015 01 March 2016
Glory Sun Securities Limited 寶新證券有限公司 RE 9 09 January 2015 01 March 2016
Glory Sun Securities Limited 寶新證券有限公司 RE 2 17 December 2012 01 March 2016
Glory Sun Securities Limited 寶新證券有限公司 RE 1 24 August 2007 01 March 2016