SFC Licences of CHEN Dennis Chih Chieh 陳智傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 29 April 2022 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 29 April 2022 |
| UBS Securities Asia Limited | RE | 2 | 19 June 2015 | 29 April 2022 |
| UBS Securities Asia Limited | RE | 1 | 19 June 2015 | 29 April 2022 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 19 June 2015 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 19 June 2015 | 18 December 2016 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 06 March 2013 | 14 May 2015 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 06 March 2013 | 14 May 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 30 July 2007 | 17 May 2012 |