SFC Licences of OZEKI Masanori

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 August 2013 01 September 2014
Nomura Securities (Hong Kong) Limited RE 2 04 February 2010 30 December 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 09 March 2009 30 December 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 30 July 2007 30 December 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 30 July 2007 30 December 2010
Nomura Futures (Hong Kong) Limited RE 2 30 July 2007 19 February 2010