SFC Licences of CHIU Seen Yun, Sharon 趙善恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 17 June 2010 01 August 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 10 October 2008 01 July 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 10 October 2008 01 July 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 01 August 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 01 August 2007 29 September 2008