SFC Licences of CHOW Philip Chih-Lok 周子諾
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 28 September 2009 | 23 May 2012 |
| UBS Securities Asia Limited | RE | 4 | 26 July 2007 | 01 July 2009 |