SFC Licences of NAJI Ramin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 08 July 2019 | |
| Merrill Lynch Far East Limited | RE | 6 | 17 February 2010 | 20 March 2014 |
| Merrill Lynch Far East Limited | RE | 4 | 17 February 2010 | 20 March 2014 |
| Merrill Lynch Far East Limited | RE | 1 | 17 February 2010 | 20 March 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 17 February 2010 | 20 March 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 February 2010 | 20 March 2014 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 February 2010 | 20 March 2014 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 26 June 2008 | 21 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 June 2008 | 21 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 06 August 2007 | 27 May 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 06 August 2007 | 27 May 2008 |