SFC Licences of LAW Ka Fai 羅家輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Super Quantum Capital Management (Hong Kong) Limited 超量子資本管理(香港)有限公司 RO 9 26 September 2022 31 August 2023
IDEG Asset Management (Hong Kong) Limited RO 9 12 January 2022 06 February 2022
IDEG Asset Management (Hong Kong) Limited RO 4 12 January 2022 06 February 2022
IDEG Asset Management (Hong Kong) Limited RO 1 12 January 2022 06 February 2022
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) RO 2 21 November 2019 10 June 2020
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) RO 1 21 November 2019 10 June 2020
MCM Investment Partners Limited (trading as MCM Investment Partners) (以曼睿資管名義經營業務) RO 9 16 November 2017 10 June 2020
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) RE 4 10 November 2016 16 November 2017
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) RO 4 01 April 2014 10 November 2016
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) RE 2 02 May 2013 16 November 2017
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) RE 1 02 May 2013 16 November 2017
UBS Derivatives Hong Kong Limited RE 2 13 April 2011 01 February 2013
UBS Securities Asia Limited RE 2 13 April 2011 01 February 2013
UBS Securities Asia Limited RE 1 13 April 2011 01 February 2013
UBS Securities Hong Kong Limited RE 1 13 April 2011 01 February 2013
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 13 January 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 August 2007 13 January 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 5 01 August 2007 13 January 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 August 2007 13 January 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 August 2007 13 January 2011
Morgan Stanley Hong Kong Futures Limited RE 2 01 August 2007 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 7 01 August 2007 06 December 2010