SFC Licences of TAM Ka Yu 譚家裕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 26 August 2022 | 22 December 2023 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 6 | 14 June 2022 | 22 December 2023 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 06 November 2020 | 14 June 2022 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 | RE | 6 | 10 September 2014 | 19 October 2020 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 | RE | 1 | 10 September 2014 | 19 October 2020 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 6 | 27 March 2014 | 31 July 2014 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 27 March 2014 | 31 July 2014 |
| Optima Capital Limited 創越融資有限公司 | RE | 1 | 20 November 2007 | 13 February 2014 |
| Optima Capital Limited 創越融資有限公司 | RE | 4 | 20 November 2007 | 31 March 2010 |
| Optima Capital Limited 創越融資有限公司 | RE | 6 | 06 August 2007 | 13 February 2014 |