SFC Licences of KELLY Brian Churchill

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 24 June 2009 13 May 2011
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 24 June 2009 13 May 2011
Merrill Lynch Far East Limited RE 1 04 November 2008 17 March 2009
Merrill Lynch (Asia Pacific) Limited RE 1 04 November 2008 17 March 2009
Merrill Lynch Far East Limited RE 6 09 October 2008 17 March 2009
Merrill Lynch Far East Limited RE 4 09 October 2008 17 March 2009
Merrill Lynch (Asia Pacific) Limited RE 6 09 October 2008 17 March 2009
Merrill Lynch (Asia Pacific) Limited RE 4 09 October 2008 17 March 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 01 August 2007 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 01 August 2007 29 September 2008