SFC Licences of LAM Lok Yee, Yvonne 林樂怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Demeter Securities Limited 國農證券有限公司 | RO | 4 | 01 June 2017 | 20 September 2017 |
| China Demeter Securities Limited 國農證券有限公司 | RO | 1 | 01 June 2017 | 20 September 2017 |
| China Demeter Securities Limited 國農證券有限公司 | RO | 9 | 29 June 2016 | 20 September 2017 |
| China Demeter Securities Limited 國農證券有限公司 | RE | 4 | 20 July 2015 | 01 June 2017 |
| China Demeter Securities Limited 國農證券有限公司 | RE | 1 | 20 July 2015 | 20 June 2016 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 01 August 2007 | 04 February 2015 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 1 | 01 August 2007 | 04 February 2015 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 2 | 01 August 2007 | 04 February 2015 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 01 August 2007 | 04 February 2015 |
| JPMorgan Asset Management (Asia Pacific) Limited | RE | 5 | 01 August 2007 | 04 February 2015 |