SFC Licences of LO Tsz Kwan 盧芷君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 18 February 2013 | 18 March 2022 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 31 August 2009 | 18 March 2022 |
UBS Securities Asia Limited | RE | 1 | 30 July 2007 | 18 July 2009 |