SFC Licences of NG Chi Yu 吳知雨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sinocon Securities International Limited 中聯國際證券有限公司 | RO | 1 | 20 July 2017 | |
| Sinocon Capital International Limited 中聯國際資本有限公司 | RO | 9 | 27 June 2017 | |
| Sinocon Capital International Limited 中聯國際資本有限公司 | RO | 4 | 27 June 2017 | |
| Cachet Asset Management Limited 臻卓資產管理有限公司 | RO | 9 | 13 January 2017 | 27 April 2017 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 | RO | 4 | 13 January 2017 | 27 April 2017 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 | RO | 1 | 13 January 2017 | 27 April 2017 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 | RE | 9 | 13 February 2015 | 13 January 2017 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 | RE | 4 | 13 February 2015 | 13 January 2017 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 | RE | 1 | 13 February 2015 | 13 January 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 12 September 2011 | 26 November 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 30 August 2007 | 20 January 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 30 August 2007 | 20 January 2015 |