SFC Licences of KONG Shing Hon 江承翰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 08 April 2016 | 30 September 2018 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 02 July 2013 | 04 September 2015 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 02 July 2013 | 04 September 2015 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 02 July 2013 | 04 September 2015 |
| Tora Trading Services Limited | RE | 7 | 28 April 2011 | 22 December 2011 |
| Tora Trading Services Limited | RE | 2 | 28 April 2011 | 22 December 2011 |
| Tora Trading Services Limited | RE | 1 | 28 April 2011 | 22 December 2011 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 21 June 2010 | 13 January 2011 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 21 June 2010 | 13 January 2011 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 01 August 2007 | 01 June 2010 |