SFC Licences of JIM Ching Kwok, Tommy 詹政國
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Pine River Capital Management (HK) Limited | RE | 9 | 18 September 2012 | 03 September 2015 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 06 November 2008 | 01 July 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 06 November 2008 | 01 July 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 02 August 2007 | 01 July 2012 |
Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 02 August 2007 | 24 November 2008 |
Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 02 August 2007 | 24 November 2008 |