SFC Licences of PAN Li-Ling 潘俐伶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 05 January 2011 | 01 October 2011 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 09 October 2008 | 23 October 2010 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 01 August 2007 | 23 September 2008 |