SFC Licences of KLINGER Ludovic

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 03 June 2013 29 June 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 16 March 2011 29 June 2017
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 16 March 2011 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 16 March 2011 31 August 2013
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 06 August 2007 22 February 2011