SFC Licences of CHAN Hau Man 陳巧汶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| STI Asset Management Limited | RE | 9 | 19 May 2017 | 31 January 2023 |
| STI Asset Management Limited | RE | 4 | 19 May 2017 | 31 January 2023 |
| STI Asset Management Limited | RE | 1 | 19 May 2017 | 31 January 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 02 August 2010 | 17 March 2017 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 August 2010 | 17 March 2017 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 01 September 2008 | 24 July 2010 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 13 August 2007 | 24 July 2010 |