SFC Licences of WONG Kar Yee, Andrew 黃家頤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 20 May 2014 27 October 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 20 May 2014 27 October 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 20 May 2014 16 April 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 03 June 2013 14 March 2014
Citigroup First Investment Management Limited RE 9 13 September 2012 14 March 2014
Citigroup First Investment Management Limited RE 4 13 September 2012 14 March 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 11 March 2010 14 March 2014
Citigroup First Investment Management Limited RE 9 02 June 2009 28 April 2010
Citigroup First Investment Management Limited RE 4 02 June 2009 28 April 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 06 August 2007 14 March 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 06 August 2007 31 August 2013