SFC Licences of YAU Chun Keung 邱鎮強

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pins Asset Management (Asia) Limited 平盛資產管理(亞洲)有限公司
RO 4, 9 26 October 2017 20 February 2020
Pins Asset Management (Asia) Limited 平盛資產管理(亞洲)有限公司
RE 4, 9 15 August 2017 26 October 2017
CMB International Asset Management Limited 招銀國際資產管理有限公司
RO 4, 9 15 September 2015 28 July 2017
CMB International Asset Management Limited 招銀國際資產管理有限公司
RE 4, 9 18 April 2011 15 September 2015
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 9 04 June 2010 11 April 2011
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司
RE 9 27 May 2009 11 April 2011
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司
RE 4 27 April 2009 27 July 2010
Huarong International Securities Limited 華融國際證券有限公司
RE 2 15 January 2009 16 April 2009
Huarong International Securities Limited 華融國際證券有限公司
RE 1, 4 17 December 2008 16 April 2009
Head & Shoulders Securities Limited 聯合證券有限公司
RE 1, 4 27 October 2008 16 April 2009
Capital Global Management Limited 瑞興全球財富管理有限公司
RE 1 07 July 2008 19 September 2008
Capital Global Management Limited 瑞興全球財富管理有限公司
RE 4 06 August 2007 19 September 2008