SFC Licences of XIAO Le 肖樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Isola Capital Asset Management Limited 道源資產管理有限公司
RE 1, 4, 9 13 February 2014 08 April 2014
KGI Asia Limited 凱基證券亞洲有限公司
RE 4 06 August 2007 16 October 2007