SFC Licences of XIAO Le 肖樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 9 | 13 February 2014 | 08 April 2014 |
Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 4 | 13 February 2014 | 08 April 2014 |
Isola Capital Asset Management Limited 道源資產管理有限公司 | RE | 1 | 13 February 2014 | 08 April 2014 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 06 August 2007 | 16 October 2007 |