SFC Licences of TAM Kwong To, Dennis 譚廣韜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 10 February 2020 | |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 06 April 2018 | |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 03 March 2014 | 20 March 2018 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 03 March 2014 | 20 March 2018 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 28 August 2012 | 06 February 2014 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 18 May 2011 | 06 February 2014 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 15 December 2008 | 07 March 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 06 August 2007 | 09 December 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 August 2007 | 09 December 2008 |