SFC Licences of DOSHI Kalpesh Dilip
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 30 January 2009 | 13 April 2013 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 18 November 2008 | 13 April 2013 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 18 November 2008 | 13 April 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 August 2007 | 13 August 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 06 August 2007 | 13 August 2008 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 06 August 2007 | 13 August 2008 |