SFC Licences of TSE Jean-Louis Chi-ho 謝志豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
iCapital Hong Kong Limited | RO | 4 | 18 August 2023 | 20 October 2023 |
iCapital Hong Kong Limited | RO | 1 | 18 August 2023 | 20 October 2023 |
Leonteq Securities (Hong Kong) Limited | RE | 4 | 16 February 2012 | 20 February 2012 |
Leonteq Securities (Hong Kong) Limited | RE | 1 | 16 February 2012 | 20 February 2012 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 06 August 2007 | 26 February 2009 |