SFC Licences of NG Kwai Wa 吳貴華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Merchants Asset Management (Hong Kong) Company Limited 招商資產管理(香港)有限公司	RE	1	29 August 2018	04 April 2019
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司	RE	1	18 February 2016	05 June 2017
Quam Securities Limited 華富建業證券有限公司	RE	9	01 June 2015	01 September 2015
Quam Securities Limited 華富建業證券有限公司	RE	4	30 June 2014	01 September 2015
Quam Securities Limited 華富建業證券有限公司	RE	2	30 June 2014	01 September 2015
Quam Securities Limited 華富建業證券有限公司	RE	1	30 June 2014	01 September 2015
GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司	RE	2	02 November 2011	29 April 2014
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	02 November 2011	29 April 2014
Emperor Securities Limited 英皇證券有限公司	RE	4	13 May 2008	30 June 2008
Emperor Securities Limited 英皇證券有限公司	RE	1	13 May 2008	30 June 2008
Emperor Futures Limited 英皇期貨有限公司	RE	2	13 May 2008	30 June 2008
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司	RE	2	04 October 2007	12 April 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	1	07 August 2007	12 April 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司	RE	4	07 August 2007	12 April 2008