SFC Licences of NICOT Cynthia
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 30 May 2016 | 27 October 2016 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 18 December 2008 | 31 July 2009 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 11 December 2008 | 30 October 2009 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 11 December 2008 | 30 October 2009 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 11 December 2008 | 30 October 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 11 December 2008 | 31 July 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 11 December 2008 | 31 July 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 07 November 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 October 2008 | 07 November 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 03 August 2007 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 03 August 2007 | 29 September 2008 |
| Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 03 August 2007 | 29 September 2008 |
| Lehman Brothers Futures Asia Limited | RE | 2 | 03 August 2007 | 29 September 2008 |