SFC Licences of SHUM Alex Jiu Lik 沈朝力
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TPG Capital, Limited 美國德太投資有限公司 | RE | 4 | 22 December 2022 | |
| TPG Capital, Limited 美國德太投資有限公司 | RE | 1 | 22 December 2022 | |
| NewQuest Capital Advisors (HK) Limited | RE | 9 | 08 March 2012 | 21 December 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 06 August 2007 | 08 July 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 06 August 2007 | 08 July 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 06 August 2007 | 08 July 2011 |